Member Pipeline - Regulatory - Alert (RA 02-16)
To: Members & Affiliates, Pretreatment & Biosolids Management Committee
From: National Office
Date: July 10, 2002
Subject: NATIONAL RESEARCH COUNCIL RELEASES SCIENCE STUDY OF LAND-APPLIED BIOSOLIDS
Reference: RA 02-16
On July 2, the National Research Council (NRC), the principal operating arm of the National Academy of Sciences (NAS), released the findings from its review of the science and methodology behind the U.S. Environmental Protection Agency’s (EPA’s) biosolids land application standards (40 CFR Part 503). The report, Biosolids Applied to Land: Advancing Standards and Practices (NRC Report), makes a number of recommendations for updating the scientific underpinnings of the Part 503 standards, but finds no substantive evidence that the existing Part 503 standards are failing to protect public health. The report is available on the internet at http://www.nap.edu. Copies will be available for purchase later this summer from the National Academy Press at 1-800-624-6242.
Background
In February 1993, EPA published Standards for the Use or
Disposal of Sewage Sludge (40 CFR Part 503) under Section 405(d) of the
Clean Water Act. EPA subsequently funded two NRC reviews of biosolids practices
– in 1993 and 1996. On March 22, 2000, EPA's Office of Inspector General
released an audit report, "Biosolids Management and Enforcement" (Report Number
2000-P-10). While the audit did not review the science and risk assessments
related to Part 503, the Inspector General found that EPA could not "assure the
public that current land application practices are protective of public health."
In response to the report, on August 3, 2000, EPA announced that it had requested a NAS review of the science and methodology behind the Agency's biosolids land application standards. At the time, the U.S. Centers for Disease Control and Prevention - National Institute of Occupational Safety and Health (NIOSH) agreed to work with EPA and the NAS on the review. In its proposal to EPA, NAS indicated the study would review the risks and risk assessment methods used by EPA for establishing regulatory standards for chemical pollutants and pathogens in biosolids applied to land as fertilizer. NAS noted that new information relevant to toxicological and pathogenic risks of biosolids following land application had been generated, and that the study would review the data to determine their applicability to the 503 rule.
National Research Council Committee Formed
The NRC formed a sixteen member committee in early 2001 to review
the information relevant to EPA’s request. The project was entitled “Risks from
Toxicants and Pathogens in Biosolids Applied to Land.” The Committee's charge
was to 1) review the risk assessment methods and data used to establish
concentration limits for chemical pollutants in sludge to determine whether they
are the most appropriate approaches; 2) review the current standards for
pathogen elimination in sludge and their adequacy for protecting public health;
and 3) explore whether approaches for conducting pathogen risk assessment can be
integrated with those for chemical risk assessment. The Committee met five
times. The public was given an opportunity to make statements only at the first
meeting. Dr. Cecil Lue-Hing, former Director of Research and Development at the
Metropolitan Water Reclamation District of Greater Chicago, addressed NRC
Committee members on behalf of the wastewater treatment community. For more
information on the project scope and the meetings, go to the project website at:
http://www4.nas.edu/webcr.nsf/ProjectScopeDisplay/BEST-K-00-02-A?OpenDocument.
The NRC Report
The 270-page report detailing the Committee’s findings is
organized into seven chapters. Chapter 1 provides a brief introduction to
biosolids, what they are and how they are used, and the current Part 503
standards. It also summarizes the 1996 NRC review and outlines the Committee’s
approach to accomplishing its task. Chapter 2 describes the history of the
biosolids regulations, treatment processes, use practices, compliance issues,
and risk management practices in the United States. It also provides a brief
overview of biosolids regulations and practices in Europe, treatment controls
for pathogens, and biosolids end-use practices. Chapter 3 reviews the available
evidence on human health effects from exposure to biosolids. Chapter 4 presents
developments in risk assessment since the Part 503 rule was established and
discusses current risk assessment practices used by EPA. Chapter 5 reviews EPA’s
risk assessment approach to setting limits for chemical pollutants in biosolids.
Chapter 6 reviews EPA’s pathogen reduction standards as well as new developments
in the area of risk assessment for microbial agents. Finally, Chapter 7 explores
one of the Committee’s specific charges, whether it is possible to use an
integrated approach to assess the risks from a complex mixture of chemical and
biological agents.
Overall Findings
The NRC’s findings are on track with what AMSA expected when the
Committee was first formed. Overall, the NRC Report indicates that
there is no documented scientific evidence that the Part 503 rule has failed to
protect public health, but notes a critical need to update the scientific basis
of the regulations to reduce uncertainty about the potential for adverse effects
and to assure the public that land application is safe.
Like any set of complex environmental rules, the underlying science driving the regulations changes over time as new discoveries and advancements are made. Risk assessment methods have changed since the Part 503 regulations were developed and successful publicly owned treatment works (POTW) pretreatment programs have dramatically reduced the levels of pollutants entering treatment plants. Accordingly, the NRC makes a number of recommendations to ensure the Part 503 standards are based on current data and risk assessment methods.
The NRC Report addresses a number of issues that were also raised in a recent report from EPA’s Office of Inspector General, including the need for effective enforcement of the Part 503 standards and the need to establish a program for conducting human health investigations and tracking alleged health impacts.
The report makes four overarching recommendations to EPA:
- Use new/current risk assessment methods to update the scientific basis of the chemical limits and to supplement or revise the existing technologically-derived pathogen criteria.
- Conduct a new national survey of chemicals and pathogen occurrence in biosolids.
- Establish a framework for implementing human health investigations (short-term investigations and large-scale, planned studies), documenting successes in preventing or remediating exposure to pathogens and toxicants, and tracking alleged incidents of health effects.
- Increase the funding and staff resources dedicated to the Agency’s biosolids program.
Health Effects
Although the NRC found no documented causal link between
biosolids and adverse human health effects, the Committee noted that there is a
lack of exposure and health information on populations exposed to biosolids and
that there is a need to gather epidemiological data to investigate allegations
of health incidents. The Committee recommended that EPA examine potential health
risks to both worker and residential populations, indicating that studies of
wastewater treatment plant workers should not be used as surrogates for studies
of other populations (e.g., farmers, nearby communities) exposed to biosolids.
Specifically, EPA was directed to promote and support response investigations
(studies in response to unusual exposures or occurrences of disease), preplanned
exposure assessment studies, and a few well-designed epidemiological
investigations of exposed populations to provide a means of documenting whether
health effects exist that can be linked to biosolids exposure. The report also
notes that greater consideration should be given to whether odors from biosolids
could have adverse health effects.
Biosolids Standards and Oversight Activities
Although the Committee found no documented evidence that the Part
503 rule has failed to protect public health, the Report concluded that there is
a need to address scientific and management questions and uncertainties that
challenge EPA’s biosolids standards. Specifically, EPA must ensure that chemical
and pathogen standards established in 1993 are supported by current scientific
data and risk assessment methods, and that current prescribed management
practices are effective. The Committee also recommended that EPA strengthen its
biosolids oversight program by increasing the amount of funding and staff
devoted to it. Other recommendations included:
- The Pathogen Equivalency Committee (PEC) should be funded, supported, and officially sanctioned as an integral part of the biosolids program.
- EPA should conduct national field and laboratory surveys to verify that Class A and Class B treatment processes perform as assumed by their engineering and design principles.
- EPA should support development, standardization, and validation of detection and quantification methods for pathogens and indicator organisms regulated under Part 503.
- Additional research should be conducted to expand knowledge of pathogen survival in processing or emissions during the treatment process, vectors carrying pathogens and toxins, and bioaerosols and other chemical aerosols.
- Research should be conducted to synthesize existing information on potential interaction of chemicals and pathogens that might be associated with biosolids exposures and lead to an increased susceptibility to infection, particularly by inhalation.
The NRC recommended that EPA use a particular framework as it works to build a more robust biosolids oversight program. The framework includes procedures for assessing the reliability of biosolids treatment processes, monitoring compliance with the chemical and pathogen standards, conducting environmental hazard surveillance, and studying human exposure and health. The framework highlights opportunities for conducting environmental hazard surveillance (including a review of management control efficacy) throughout the biosolids management process and the various points in the process where human exposure can occur.
The Committee also concluded that it is not possible at this time to integrate pathogen risk assessment with chemical risk assessment, due to the data gaps and lack of risk assessment methods for complex mixtures.
Chemical Standards
The Committee found the technical basis of the 1993 chemical
standards for biosolids to be outdated given the substantial advances in risk
assessment since the standards were developed. The Committee noted that there
are new concerns about adverse health effects and chemicals not originally
considered in the analysis conducted for the Part 503 regulations. The Committee
recommended that EPA reassess the standards for the regulated chemicals by
conducting a revised multipathway risk assessment and conducting another
chemical selection process to determine whether additional chemicals should be
considered for regulation. It was also noted that any revised risk assessment
must be relevant nationally, and therefore reflect regional variation in
climate, hydrology, and biosolids use and characteristics. In addition,
stakeholders should be included in the risk assessment process to help identify
exposure pathways, local conditions that could influence exposure, and possible
adverse health outcomes.
The Committee recommended a number of tasks necessary to update the scientific basis for the chemical standards:
- A new national survey of chemicals in biosolids should be conducted.
- Aggregate exposure assessments should be performed. Site models should be used to identify major and minor exposure pathways and special consideration should be given to identifying application practices and environmental conditions that are likely to result in the greatest human exposure. Risks from long-term, low-level exposure, as well as short-term episodic exposures should be evaluated.
- An individual with reasonable maximum exposure (RME) should be evaluated for each exposure pathway, rather than a highly exposed individual (HEI).
- Fate and transport models and exposure parameters should be updated.
- A research program should be developed for pharmaceuticals and other chemicals likely to be present in biosolids that are not currently included in routine monitoring programs.
Pathogen Standards
While the Committee supported EPA’s approach for establishing
pathogen reduction requirements and monitoring indicator organisms, the report
notes that the reliability of EPA’s prescribed treatment techniques should be
better documented using current pathogen detection technology. The report makes
the following recommendations for improving the scientific basis of the 1993
pathogen standards:
- EPA should conduct a national survey of pathogen occurrence in raw and treated biosolids.
- Research should be conducted to assess whether other indicator organisms could be used in regulation of biosolids.
- Site restrictions, buffer zones, and holding periods for land-applied Class B biosolids, should consider geographic and site-specific conditions that affect pathogen fate and transport.
- EPA should develop a conceptual site model to identify the major and minor exposure pathways (including secondary transmission) by which humans might come into contact with pathogens in biosolids.
- EPA should foster development of standardized methods for measuring pathogens in biosolids and bioaerosols.
- EPA should promote research that uses improved pathogen detection technology to better establish the reliability of prescribed pathogen treatment processes and use controls.
- Quantitative microbial risk assessments (QMRAs) should be developed and used to establish (or validate) regulatory criteria (treatment requirements, use restrictions, and monitoring) for pathogens in biosolids.
EPA’s Next Steps
EPA plans to publish in the Federal Register in April 2003
the Agency’s response to the report and plan of action for addressing the
Committee’s recommendations. According to an agreement between EPA and the other
parties involved in a thirteen-year-old lawsuit over the Agency’s biosolids
regulations (Gearhart v. Whitman; See
Legal Alert 02-6), the
Federal Register notice will specify whether EPA is planning any regulatory
or non-regulatory means of addressing the NRC recommendations, and the time
frame for taking final action on any planned activities, including a schedule
for proposing rules, if any. EPA will publish its final plan for responding to
the NRC recommendations in the Federal Register within nine months of the
first notice.
For more information on the NRC Report contact Chris Hornback, AMSA at 202/833-9106 or chornback@amsa-cleanwater.org or Lee Garrigan, AMSA, at 202/833-4655 or lgarrigan@amsa-cleanwater.org.